Regulatory Disclosures
General
Business Continuity Disclosure
Licenses
Sarpong Capital Markets Limited is authorised and regulated by:
1.
The Securities and Exchange Commission
Broker Dealer No.: SEC/B-DL 037/24
SEC authorised broker-dealers list
Issuing House No.: SEC/IHL 011/23
SEC authorised issuing houses list
2.
The Bank of Ghana as an FX Broker (Company Registration Number CS586532015)
Bank of Ghana List for 2024
Memberships
Sarpong Capital Limited is an institutional member of Ghana Association of Restructuring & Insolvency Advisors
Sarpong Capital Markets Limited is an institutional member of ACI Ghana
Sarpong Capital Markets Limited is an institutional member of Ghana Securities Industry Association
Sarpong Capital Markets Limited is a Licensed Dealing Member of the Ghana Commodity Exchange
Sarpong Capital Markets Limited is a Licensed Dealing Member of the Ghana Stock Exchange
Sarpong Capital Markets Limited is a Licensed Dealing Member of the Ghana Fixed Income Market
Sarpong Capital Markets Limited is a Depository Participant of the Central Securities Depository (Ghana)